About Us

Charles Shaw

Financial Professional
Phone: 315-246-2667
Fax: 315-425-6360

I have been engaged in the financial services industry since 2012, and together with the integrity and diversified resources of AXA Advisors, I am fully prepared to accommodate all of your financial planning needs. 

The planning process I adhere to is client-oriented in that the concerns and questions of the clients are what drive the vehicles they choose.  It is my job to guide my clients through the process utilizing the knowledge and resources that I have.

Focused attention, service and commitment to my clients has afforded me the ability to operate my practice primarily on a referral basis.  This allows me to provide my existing clients the level of service and professional advice they deserve.

I have developed a strong sense of community in my hometown of Auburn, NY.  I have moved my practice here with intentions to help guide my fellow community members to a better brighter future.

My community activities and professional affiliations include:

* Cayuga County Chamber of Commerce

* Auburn Rotary

* 2011 Graduate of West Virginia University

* FINRA Securities Registrations Series 7, 63, 65

 

I reside in Auburn, NY with my girlfriend Stephanie.

 

California Insurance License #: 0K59707

Securities and investment advisory services offered through AXA Advisors, LLC (212-314-4600), member FINRA/SIPC. Annuity and insurance products offered through AXA Network, LLC and its insurance agency subsidiaries. AXA Network, LLC does business in California as AXA Network Insurance Agency of California, LLC and, in Utah, AXA Network Insurance Agency of Utah, LLC. AXA Advisors and its affiliates do not provide tax or legal advice. Individuals may transact business and/or respond to inquiries only in state(s) in which they are properly registered and/or licensed. The information in this web site is not investment or securities advice and does not constitute an offer.

Securities offered through AXA Advisors, LLC (212-314-4600), member FINRA/SIPC. Investment advisory products and services offered through AXA Advisors, LLC, an investment advisor registered with the SEC. Annuity and insurance products from AXA Equitable Life Insurance Company (NY, NY) and those of unaffiliated carriers are offered through AXA Network, LLC and its insurance agency subsidiaries. AXA Network, LLC does business in California as AXA Network Insurance Agency of California, LLC and, in Utah, AXA Network Insurance Agency of Utah, LLC. AXA Advisors and its affiliates do not provide tax or legal advice. Individuals may transact business and/or respond to inquiries only in state(s) in which they are properly registered and/or licensed. The information in this web site is not investment or securities advice and does not constitute an offer.

Retirement Benefits Group is a specialized division of AXA Advisors, LLC. AXA Advisors, AXA Network, and AXA Equitable are affiliated companies.

AXA Equitable Holdings, Inc. is a publicly traded corporation, and it and its subsidiaries are currently using trademarks including the "AXA" name, AXA logo and associated trademarks of AXA SA under license.

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