About Us

Charles Shaw

Financial Professional
Phone: 315-246-2667
Fax: 315-425-6360

I have been engaged in the financial services industry since 2012, and together with the integrity and diversified resources of Equitable Advisors, I am fully prepared to accommodate all of your financial planning needs. 

The planning process I adhere to is client-oriented in that the concerns and questions of the clients are what drive the vehicles they choose.  It is my job to guide my clients through the process utilizing the knowledge and resources that I have.

Focused attention, service and commitment to my clients has afforded me the ability to operate my practice primarily on a referral basis.  This allows me to provide my existing clients the level of service and professional advice they deserve.

I have developed a strong sense of community in my hometown of Auburn, NY.  I have moved my practice here with intentions to help guide my fellow community members to a better brighter future.

My community activities and professional affiliations include:

* Cayuga County Chamber of Commerce

* Auburn Rotary

* 2011 Graduate of West Virginia University

* FINRA Securities Registrations Series 7, 63, 65

 

I reside in Auburn, NY with my girlfriend Stephanie.

 

California Insurance License #: 0K59707

Securities and investment advisory services offered through Equitable Advisors, LLC (NY,NY 212-314-4600), member FINRA/SIPC(Equitable Financial Advisors in MI & TN). Annuity and insurance products offered through Equitable Network, LLC and its insurance agency subsidiaries. Equitable Network, LLC does business in California as Equitable Network Insurance Agency of California, LLC, in Utah as Equitable Network Insurance Agency of Utah, LLC, and in Puerto Rico as Equitable Network of Puerto Rico, Inc. Equitable Advisors and its affiliates do not provide tax or legal advice. Individuals may transact business and/or respond to inquiries only in state(s) in which they are properly registered and/or licensed. The information in this web site is not investment or securities advice and does not constitute an offer.

Securities offered through Equitable Advisors, LLC (NY,NY 212-314-4600), member FINRA/SIPC (Equitable Financial Advisors in MI & TN). Investment advisory products and services offered through Equitable Advisors, LLC, an SEC registered investment advisor.

Annuity and insurance products from Equitable Financial Life Insurance Company and those of unaffiliated carriers are offered through Equitable Network, LLC, which conducts business in CA as Equitable Network Insurance Agency of California, LLC, in UT as Equitable Network Insurance Agency of Utah, LLC, and in PR as Equitable Network of Puerto Rico, Inc. Equitable Advisors and its affiliates do not provide tax or legal advice. Please consult your tax and legal advisors regarding your particular circumstances. Individuals may transact business, which includes offering products and services and/or responding to inquiries, only in state(s) in which they are properly registered and/or licensed. The information in this web site is not investment or securities advice and does not constitute an offer.

Retirement Benefits Group is a specialized division of Equitable Advisors, LLC. Equitable Advisors, Equitable Network, and Equitable are affiliated companies.

For more information about Equitable Advisors, LLC you may visit equitable.com/crs to review the firm’s Relationship Summary for Retail Investors and General Conflicts of Interest Disclosure. Equitable Advisors and Equitable Network are brand names for Equitable Advisors, LLC and Equitable Network, LLC, respectively.

Link to equitable.com

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